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Christopher Vincent Dodds

Investment Adviser Representative at CROWN OAK ADVISORS

Piedmont, CACRD #1596630Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Vincent Dodds has worked in the securities industry since 2020. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/7/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 6/3/1987
Series 7
General Securities Representative Examination
Passed 4/18/1987
Series 27
Financial and Operations Principal Examination
Passed 10/13/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $5,000,0000.60%
Above $5,000,0000.50%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Crown OAK Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CROWN OAK ADVISORSCurrent
8/17/2020 – Piedmont, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CROWN OAK ADVISORS

1 other advisor in the directory

Andrew Warren Dodds
Investment Adviser Representative
Investment Adviser Rep
View CROWN OAK ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Vincent Dodds has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.