Chukwuemeka Felix Orakwue
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Chukwuemeka Felix Orakwue is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Melville, NY, where they have been registered since 2025. They have worked in the securities industry since 2024. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 76
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
16 states and territories
California, Connecticut, Delaware, District of Columbia, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 – no end date reportedSouthampton, NY
- Carlson School of Management - University of MinnesotaSep 2022 – May 2024Minneapolis, MN
- 2 Men & A TruckJun 2022 – Aug 2022Rochester, MN
- University of Wisconsin - River FallsFeb 2022 – May 2022River Falls, MN
- Best BuyAug 2018 – Jan 2020Rochester, MN
- Unemployed - AdolescenceJan 2010 – Aug 2018Rochester, MN
- Unemployed/High School StudentJan 2020 – May 2020Rochester, MN
- Summer BreakAug 2022 – Sep 2022Rochester, MN
- University Of Minnesota - Twin CitiesSep 2022 – May 2024Minneapolis, MN
- Falcons Facility Operations - University Of Wisconsin River FallOct 2021 – Jan 2022River Falls, WI
- Summer Vaction/ High School GraduateMay 2020 – Aug 2020Rochester, MN
- University Student at River FallsSep 2020 – Oct 2021River Falls, WI
- DoorDashing - Job huntingMay 2024 – Sep 2024Woodbury, MN
- Bank of America, N.A.Jan 2025 – no end date reportedSouthampton, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chukwuemeka Felix Orakwue has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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