AdFi
CH

Clarence Homer Slaughter III

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

High Point, NCCRD #2680955Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Clarence Homer Slaughter III has worked in the securities industry since 1996. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in North Carolina and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
North CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/10/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 1/31/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/13/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
2/23/2016High Point, NC
NFP ADVISOR SERVICES, LLC
5/13/20052/26/2016Greensboro, NC
PRINCOR FINANCIAL SERVICES CORPORATION
12/31/20015/23/2005Greensboro, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at INDEPENDENT ADVISOR ALLIANCE, LLC

Showing 12 of 303 in the directory

View INDEPENDENT ADVISOR ALLIANCE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clarence Homer Slaughter III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Clarence Homer Slaughter III - Financial Advisor in High Point, NC | AdvisorFinder