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Clark Brown Hodges

Investment Adviser Representative at FIRST DALLAS SECURITIES, INC.

Dallas, TXCRD #2202654Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
12 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Clark Brown Hodges has worked in the securities industry since 1992. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaLouisianaMichiganNew YorkOklahomaTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/22/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 7/23/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/17/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Commission
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

First Dallas Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HODGES CAPITAL MANAGEMENT INCCurrent
3/1/2006Dallas, TX
FIRST DALLAS SECURITIES, INC.
12/7/200711/2/2011Dallas, TX
UBS PAINEWEBBER INC.
8/14/200012/2/2002Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clark Brown Hodges has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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