AdFi
CE

Claudia Elizabeth Moreno

Investment Adviser Representative at MADISON AVENUE SECURITIES, LLC

Kapolei, HICRD #6181948Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Claudia Elizabeth Moreno has worked in the securities industry since 2015. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in Hawaii and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
HawaiiTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/26/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/19/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Madison Avenue Securities, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BUCK WEALTH STRATEGIES, LLCCurrent
11/28/2022Kapolei, HI
ONE TEAM FINANCIAL GROUP LLC
4/18/202211/22/2022Kapolei, HI
ONE TEAM FINANCIAL GROUP LLC
7/15/20203/31/2022Kapolei, HI
FIRST COMMAND ADVISORY SERVICES
9/21/20175/7/2020Aiea, HI
FIRST COMMAND ADVISORY SERVICES
12/15/20159/21/2017Aiea, HI
FIRST COMMAND FINANCIAL PLANNING, INC.
8/26/201512/15/2015Aiea, HI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MADISON AVENUE SECURITIES, LLC

Showing 12 of 239 in the directory

View MADISON AVENUE SECURITIES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Claudia Elizabeth Moreno has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Claudia Elizabeth Moreno - Financial Advisor in Kapolei, HI | AdvisorFinder