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CJ

Clayton Johnson

Investment Adviser Representative at SEI INVESTMENTS MANAGEMENT CORP

Aurora, COCRD #4937760Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
2 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ColoradoPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/28/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 9/1/2020
Series 66
Uniform Combined State Law Examination
Passed 6/14/2005
Series 7
General Securities Representative Examination
Passed 8/4/2020
SIE
Securities Industry Essentials Examination
Passed 6/11/2020
Series 7
General Securities Representative Examination
Passed 8/3/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SEI Investments Management Corp Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEI INVESTMENTS MANAGEMENT CORPCurrent
10/28/2024Aurora, CO
SEI INVESTMENTS DISTRIBUTION CO.Current
9/17/2024Aurora, CO
AMERIPRISE FINANCIAL SERVICES, INC.
8/4/20054/18/2007Las Vegas, NV

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clayton Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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