Cole Oliver
Investment Adviser Representative at RBC Capital Markets, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cole Oliver is an investment adviser representative with RBC Capital Markets, LLC in Minneapolis, MN, where they have been registered since 2023, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota and Texas.
Office
Advisors at this office: 177
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota, Texas
- Broker:
21 states and territories
Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, Minnesota, New Mexico, Ohio, Oklahoma, South Dakota, Texas, Utah, Vermont, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RBC Capital Markets, LLCAug 2022 – no end date reportedMinneapolis, MN
- Tiffany's Sports LoungeOct 2021 – May 2022St. Paul, MN
- Full-time education (University of St. Thomas)Sep 2021 – Oct 2021St. Paul, MN
- Orgel Wealth ManagementMay 2021 – Aug 2021Altoona, WI
- UnemployedMay 2022 – Aug 2022St. Paul, MN
- Full-time education (University of St. Thomas)Aug 2020 – May 2021St. Paul, MN
- Shillin Wealth ManagementMay 2020 – Aug 2020Altoona, WI
- Full-time education (University of St. Thomas)Aug 2019 – May 2020St. Paul, MN
- Shillin Wealth ManagementMay 2019 – Aug 2019Altoona, WI
- Full-time education (University of St. Thomas)Aug 2018 – May 2019St. Paul, MN
- Spectrum IndustriesMay 2018 – Aug 2018Chippewa Falls, WI
- Full-time education (Chippewa Falls High School)Sep 2017 – May 2018Chippewa Falls, WI
- Lake Wissota Golf CourseMay 2017 – Sep 2017Chippewa Falls, WI
- Full-time education (Chippewa Falls High School)Sep 2016 – May 2017Chippewa Falls, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RBC Capital Markets, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement Plan Rollovers, Retirement Income Planning, Portfolio Management, Estate Planning Services, Education Funding, Company Stock Option Planning, and Tax-Exempt Municipal Bonds.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,804
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-13059
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at RBC Capital Markets, LLC
Showing 12 of 3,804 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cole Oliver has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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