Cole Stephen Nolte
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cole Stephen Nolte is an investment adviser representative in Holly Springs, NC, currently registered with Founders Financial Alliance, LLC and LPL Financial LLC. They have worked in the securities industry since 2018 and were previously registered with Equitable Advisors, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
7 states and territories
Arkansas, California, Florida, Georgia, North Carolina, South Carolina, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Appalachian State UniversityAug 2012 – Dec 2017Boone, NC
- Hastings CompanyMar 2017 – Aug 2017Boone, NC
- Willow Valley ResortMay 2014 – Sep 2017Boone, NC
- UnemployedJan 2018 – Mar 2018Boone, NC
- AXA Advisors, LLCMar 2018 – Jun 2020New York, NY
- Equitable Advisors, LLCMar 2018 – Feb 2026New York, NY
- LPL Financial LLCFeb 2026 – no end date reportedHolly Springs, NC
- Founders Financial Alliance, LLCFeb 2026 – no end date reportedHolly Springs, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cole Stephen Nolte has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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