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Connor Allen Woods Brisson

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Burlington, VTCRD #7027227Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
6 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Connor Allen Woods Brisson has worked in the securities industry since 2018. They are registered to provide investment advisory services in Indiana, Massachusetts, Nevada, New Hampshire, Texas, and Vermont.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
IndianaMassachusettsNevadaNew HampshireTexasVermont
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/14/2018
Series 7
General Securities Representative Examination
Passed 11/21/2018
SIE
Securities Industry Essentials Examination
Passed 10/23/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
3/17/2020Burlington, VT
LPL FINANCIAL LLCCurrent
3/4/2020Burlington, VT
WELLS FARGO CLEARING SERVICES, LLC
12/14/20182/11/2020Brattleboro, VT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor Allen Woods Brisson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Connor Allen Woods Brisson - Financial Advisor in Burlington, VT | AdvisorFinder