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Corey Paul Frank

Investment Adviser Representative at ALLWORTH FINANCIAL, L.P.

Bel Air, MDCRD #4582221Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
13 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaColoradoDelawareFloridaKansasMarylandMontanaNew JerseyNew YorkPennsylvaniaSouth CarolinaVirginiaWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/18/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/9/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Allworth Financial, L.P. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLWORTH FINANCIAL, L.P.Current
10/17/2023Bel Air, MD
CHARLES SCHWAB & CO., INC.
1/26/202211/13/2023Towson, MD
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
12/9/20139/7/2023Towson, MD
TD AMERITRADE, INC.
12/9/201310/14/2022Towson, MD
BB&T INVESTMENT SERVICES, INC.
1/15/201312/2/2013Timonium, MD
ABEL FINANCIAL MANAGEMENT CO.
12/14/200710/31/2012Lutherville, MD

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Corey Paul Frank has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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