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Corinne Marie Dennis

Investment Adviser Representative at SAGE, Rutty & Co., Inc.

Rochester, NYCRD #6454049Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Corinne Marie Dennis is an investment adviser representative with SAGE, Rutty & Co., Inc. in Rochester, NY, where they have been registered since 2021. They have worked in the securities industry since 2015 and were previously registered with Manning & Napier Investor Services, Inc. They have passed 12 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida.

Office

100 Corporate Woods, Suite 300
Rochester, NY 14623

Advisors at this office: 43

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
3 states and territories

Florida, New York, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/3/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 9/14/2015
Series 52
Municipal Securities Representative Examination
Passed 2/8/2023
Series 7
General Securities Representative Examination
Passed 11/12/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/26/2015
Series 4
Registered Options Principal Examination
Passed 3/12/2024
Series 14
Compliance Officer Examination
Passed 1/3/2024
Series 53
Municipal Securities Principal Examination
Passed 3/10/2023
Series 27
Financial and Operations Principal Examination
Passed 9/21/2021
Series 24
General Securities Principal Examination
Passed 12/22/2020
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 7/6/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

SAGE, Rutty & Co., Inc.Current
3/10/2021 – Rochester, NY
Manning & Napier Investor Services, Inc.
5/26/2015 – 10/8/2020Fairport, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Manning & Napier Investor Services, Inc.
    Feb 2015 – Oct 2020Fairport, NY
  2. Manning & Napier Advisors, LLC
    Sep 2015 – Oct 2017Fairport, NY
  3. Manning & Napier Advisors, LLC
    Oct 2017 – Oct 2020Fairport, NY
  4. Sage, Rutty & Co., Inc.
    Oct 2020 – Oct 2022Rochester, NY
  5. Sage, Rutty & Co., Inc.
    Nov 2022 – Dec 2023Rochester, NY
  6. Sage, Rutty & Co., Inc.
    Jan 2024 – no end date reportedRochester, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About SAGE, Rutty & Co., Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

401(k) plan design and fiduciary oversight, co-fiduciary guidance, employee enrollment and 1-on-1 advising, in-person education (including Lunch & Learn events), HR plan management (eligibility tracking, rollovers, disclosures), fee benchmarking, and compliance support.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops
Firm areas of expertise
401(k) AdvisingFiduciary OversightCEFEX CertifiedEmployee EducationPlan DesignHR SolutionsRetirement Plan ManagementComplianceWestern New York

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
43
Offices listed on AdvisorFinder:
1
Main office:
Rochester, NY
Founded:
1915
SEC file number:
801-35917

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at SAGE, Rutty & Co., Inc.

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Corinne Marie Dennis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Corinne Marie Dennis (SAGE, Rutty & Co.) - Advisor Profile