Sara Lindsey Groschadl
Investment Adviser Representative at SAGE, Rutty & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sara Lindsey Groschadl is an investment adviser representative with SAGE, Rutty & Co., Inc. in Rochester, NY, where they have been registered since 2023. They have worked in the securities industry since 2019. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and New York.
Office
Advisors at this office: 43
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, New York
- Broker:
14 states and territories
Arizona, California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, New Hampshire, New Mexico, New York, North Carolina, Ohio, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sage, Rutty & Co., Inc.Jul 2018 – Sep 2020Rochester, NY
- Genesee Valley Equine ClinicApr 2018 – Jun 2018Scottsville,, NY
- UnemployedDec 2017 – Mar 2018Rocheter, NY
- Whitney Hill StablesSep 2015 – Nov 2017Fairport, NY
- Sage, Rutty & Co., Inc.Sep 2020 – Oct 2023Rochester, NY
- Sage, Rutty & Co., Inc.Oct 2023 – no end date reportedRochester, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SAGE, Rutty & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
401(k) plan design and fiduciary oversight, co-fiduciary guidance, employee enrollment and 1-on-1 advising, in-person education (including Lunch & Learn events), HR plan management (eligibility tracking, rollovers, disclosures), fee benchmarking, and compliance support.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 43
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Rochester, NY
- Founded:
- 1915
- SEC file number:
- 801-35917
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at SAGE, Rutty & Co., Inc.
Showing 12 of 43 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sara Lindsey Groschadl has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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