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Craig Allen Smith

Investment Adviser Representative at SYCAMORE FINANCIAL GROUP

Kokomo, INCRD #810191Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
18 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Craig Allen Smith has worked in the securities industry since 1975. They are registered to provide investment advisory services in 18 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaColoradoFloridaHawaiiIllinoisIndianaKansasKentuckyMichiganNebraskaNew MexicoNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVirginiaWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/14/1981
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 12/12/1981
Series 7
General Securities Representative Examination
Passed 7/19/1975
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 1/17/1985
Series 27
Financial and Operations Principal Examination
Passed 10/15/1983
Series 24
General Securities Principal Examination
Passed 9/22/1983
Series 53
Municipal Securities Principal Examination
Passed 9/12/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Sycamore Financial Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYCAMORE FINANCIAL GROUPCurrent
12/16/1998Kokomo, IN
GOOGINS ADVISORS, INC
12/24/20205/19/2021Kokomo, IN
K. J. BROWN & CO., INC.
7/23/197512/2/1983

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SYCAMORE FINANCIAL GROUP

3 other advisors in the directory

View SYCAMORE FINANCIAL GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Craig Allen Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Craig Allen Smith - Financial Advisor in Kokomo, IN | AdvisorFinder