AdFi
SF

SYCAMORE FINANCIAL GROUP

SEC Registered

Experienced Investment Management

KOKOMO, INhttps://sycamoreweb.com765-455-1554
Assets Under Management
$500M–$1B
Year Founded
1983
Employees
4
Office Locations
2 offices
Total Accounts
2200

About the firm

Sycamore Financial Group is an independently owned and operated regional financial services corporation established in 1983, with locations in Kokomo, Anderson, and Bloomington, Indiana, and Syracuse, New York. The firm is a professionally operated investment management and financial planning company whose purpose is to strategically guard and grow clients' and partners' assets. It is one of the first corporations in Indiana to become a Certified B Corporation®.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Investment ManagementFinancial PlanningRetirement PlanningCollege PlanningTax-efficient StrategiesEstate PlanningWealth ManagementRegistered Investment AdviserB Corporation

Services

Investment management, financial planning, wealth management, comprehensive financial plans covering cash flow, debt reduction, insurance analysis, college planning, retirement planning, investment options, taxes, and estate planning, as well as tax-efficient wealth management strategies developed in partnership with CPA partners.

Who they serve

Individual investors and their advisors seeking investment management, financial planning, and retirement planning, including those with goals around investing, retirement, and college savings.

Client segmentClientsAssets managed
Individuals (Non-HNW)950$199M
High Net Worth Individuals186$573M
State/Municipal Entities10

0 total clients reported on Form ADV.

Leadership

Craig Allen Smith
PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER
Anita Lynn Faulkner
VICE PRESIDENT/SECRETARY

Office locations

2 offices in 1 state
IN
KOKOMOHQ
IN
ANDERSON

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#14143
SEC Number
801-62788
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM

Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SYCAMORE FINANCIAL GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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SYCAMORE FINANCIAL GROUP in KOKOMO, IN | AdvisorFinder