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Craig Ari Lieber

Investment Adviser Representative at Saxony Capital Management, LLC

West Hempstead, NYCRD #2803003Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Craig Ari Lieber is an investment adviser representative with Saxony Capital Management, LLC in West Hempstead, NY, where they have been registered since 2006. They have worked in the securities industry since 1997 and have been registered with 4 firms, including Lantern Investments, Inc. and Vision Securities Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
9 states and territories

California, Connecticut, Florida, Nevada, New Jersey, New York, North Carolina, Oregon, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/25/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 6/27/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/1/1997
Series 4
Registered Options Principal Examination
Passed 3/24/2010
Series 24
General Securities Principal Examination
Passed 9/6/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Saxony Capital Management, LLCCurrent
1/4/2006 – West Hempstead, NY
Lantern Investments, Inc.
3/27/2000 – 2/17/2005Melville, NY
Vision Securities Inc.
8/19/1997 – 4/25/2000Port Washington, NY
Vision Securities Inc.
7/28/1997 – 8/19/1997
Nichols, Safina, Lerner & Co. Inc.
5/9/1997 – 7/31/1997New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Saxony Capital Management, LLC
    Jan 2006 – no end date reportedSt. Louis, MO
  2. Saxony Securities, Inc.
    Jan 2005 – no end date reportedSt. Louis, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Saxony Capital Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
43
Offices listed on AdvisorFinder:
14
Main office:
Saint Louis, MO
SEC file number:
801-68385

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Craig Ari Lieber has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Craig Ari Lieber (Saxony Capital Management) | AdvisorFinder