AdFi
SC

Saxony Capital Management, LLC

SEC Registered
Assets Under Management
$100M–$500M
Office Locations
14 offices
Total Accounts
1488

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Leadership

Llc Saxony Financial Holdings
SOLE MEMBER
Richard Edward Griffard
MEMBER
Charles Andrew Dairaghi
MEMBER
Richard Edward Griffard
PRESIDENT
James Henry Scheidt
MEMBER
Mark Stephen Thompson
CHIEF COMPLIANCE OFFICER
Brian Lesley Clark
MEMBER
Brian Lesley Clark
SENIOR VICE PRESIDENT

Office locations

14 offices in 10 states
MO
Saint LouisHQ
NY
West Hempstead
OH
Hamilton
FL
Weston
OH
Boardman
IL
Lincolnshire
TX
San Antonio
OK
Edmond
NJ
Marlton
CA
Newport Beach
MN
Minneapolis
MO
Ozark
MO
Branson
NJ
Cherry Hill

Advisors at this firm

43 advisors in the directory

Matthew Alan Lesnikowski
Investment Adviser Representative
Dual-registered
Virginia Frances Thompson
Investment Adviser Representative
Dual-registered
Victor Giustina
Investment Adviser Representative
Dual-registered
David Robert Paske
Investment Adviser Representative
Dual-registered
William Eldon Tufts Jr
Investment Adviser Representative
Dual-registered
Michael Edward Sabelli
Investment Adviser Representative
Dual-registered
Jason Glen Pueschel
Investment Adviser Representative
Dual-registered
Daniel Edward Tabash
Investment Adviser Representative
Dual-registered
Robert Charles Larios
Investment Adviser Representative
Dual-registered
Patrick William Hogan
Investment Adviser Representative
Dual-registered
Richard Cobb Ranson
Investment Adviser Representative
Dual-registered
Mark David Aigner
Investment Adviser Representative
Dual-registered
Craig Ari Lieber
Investment Adviser Representative
Dual-registered
Gene Alvin Brehm
Investment Adviser Representative
Dual-registered
Steven Douglas Kaestner
Investment Adviser Representative
Dual-registered
Mark Stephen Thompson
Investment Adviser Representative
Dual-registered
Lynn Rae Griffard
Investment Adviser Representative
Dual-registered
Philip Ludwig Hammer
Investment Adviser Representative
Dual-registered
Brian Charles Baker
Investment Adviser Representative
Dual-registered
Kenneth T. Millar
Investment Adviser Representative
Dual-registered
Scott S Gregory
Financial Professional
Tim A Mackowiak
Investment Adviser Representative
Dual-registered
Jennifer Marie Bruer
Investment Adviser Representative
Dual-registered
Ryan Christopher Klump
Investment Adviser Representative
Dual-registered
Jarad Byram Mitchell
Investment Adviser Representative
Dual-registered
Kimberly Lynn Steinbrenner
Investment Adviser Representative
Dual-registered
Stephen Patrick Schmitt Jr
Investment Adviser Representative
Dual-registered
Kurt Robert Palos
Investment Adviser Representative
Dual-registered
Jonathan Ewanio
Investment Adviser Representative
Dual-registered
Jamie Louise Kaestner
Investment Adviser Representative
Dual-registered
Daniel Stuart Schmitz II
Investment Adviser Representative
Dual-registered
Brent Wayne Derossett
Investment Adviser Representative
Dual-registered
Terrance Michael Webster
Investment Adviser Representative
Dual-registered
Korey Michael Knepper
Investment Adviser Representative
Dual-registered
Thomas Joseph Scorcia
Investment Adviser Representative
Dual-registered
Marguerite Ann Sansone
Investment Adviser Representative
Dual-registered
Eric Hoffman
Investment Adviser Representative
Investment Adviser Representative
Nicholas Michael Romay
Investment Adviser Representative
Dual-registered
Ryan Michael Housteau
Investment Adviser Representative
Dual-registered
Ashley Elaine Bollman
Financial Professional
Ismail Baram
Investment Adviser Representative
Investment Adviser Representative
Raymond Felix Housteau II
Investment Adviser Representative
Dual-registered
William Robert Cunningham
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#122692
SEC Number
801-68385
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee / Other

Data as of October 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Saxony Capital Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Saxony Capital Management in Saint Louis, MO - Firm Profile