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Craig M Fredrickson

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Bountiful, UTCRD #1202302Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
19 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlaskaArizonaCaliforniaColoradoFloridaIdahoIndianaKansasMarylandMissouriMontanaNevadaNew YorkOklahomaOregonTexasUtahVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/26/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 12/6/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/13/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/26/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
8/21/2008Bountiful, UT
MONEY CONCEPTS CAPITAL CORP
8/24/20058/21/2008Bountiful, UT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Craig M Fredrickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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