Curtis Randall Brooks
Investment Adviser Representative at 5c Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Curtis Randall Brooks is an investment adviser representative with 5c Capital Management, LLC in Woodcliff Lake, NJ, where they have been registered since 2017. They have worked in the securities industry since 1986 and have been registered with 5 firms, including USAA Financial Planning Services and Gerstein Fisher. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut and New Jersey.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About 5c Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Initial $2,000,000 - Equity and Balanced1.00%
- Next $3,000,000 - Equity and Balanced0.75%
- Next $5,000,000 - Equity and Balanced0.50%
- Greater than $10,000,000 - Equity and Balanced0.35%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, investment advisory, goal setting and strategy implementation, legacy planning, special needs planning, and collaboration with tax experts, attorneys, business consultants, and other specialists.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Woodcliff Lake, NJ
- SEC file number:
- 801-108825
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 17, 2026
View full firm profileOther advisors at 5c Capital Management, LLC
7 other advisors in the directory
Similar advisors in Woodcliff Lake, NJ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Curtis Randall Brooks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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