5C CAPITAL MANAGEMENT, LLC
SEC RegisteredPlan with care. Live with Confidence.
About the firm
5C Capital Management, LLC is an SEC Registered Investment Advisor (RIA) that develops sound, flexible financial plans for clients by blending communication, creativity, critical thinking, collaboration, and community. The firm embraces its fiduciary obligation to clients and provides guidance on financial stability, long-term financial growth, health care obligations, and legacy planning.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment advisory, goal setting and strategy implementation, legacy planning, special needs planning, and collaboration with tax experts, attorneys, business consultants, and other specialists.
Who they serve
Individuals and families seeking long-term financial growth, current financial stability, future health care planning, legacy planning, and clients with special needs planning considerations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 345 | $123M |
| High Net Worth Individuals | 166 | $505M |
| Charitable Organizations | 17 | $16M |
| State/Municipal Entities | 7 | — |
34 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Initial $2,000,000 - Equity and Balanced | 1.00% |
| Next $3,000,000 - Equity and Balanced | 0.75% |
| Next $5,000,000 - Equity and Balanced | 0.50% |
| Greater than $10,000,000 - Equity and Balanced | 0.35% |
| Initial $2,000,000 - Fixed Income | 0.65% |
| Next $3,000,000 - Fixed Income | 0.50% |
| Next $5,000,000 - Fixed Income | 0.35% |
| Greater than $10,000,000 - Fixed Income | 0.20% |
| 529 Plan - Equity and Balanced | 0.50% |
| 529 Plan - Fixed Income | 0.50% |
Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. 5C CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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