Damon Gregory Lee
Investment Adviser Representative at W.a. Smith Financial Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Damon Gregory Lee is an investment adviser representative with W.a. Smith Financial Group in Sarasota, FL, where they have been registered since 2025. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Mariner Wealth and Osaic FA, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Lincoln Financial Advisors CorporationSep 2020 – Nov 2024Sarasota, FL
- TD BANK GroupOct 2012 – Jul 2019Toronto
- N/aAug 2019 – Sep 2020Sarasota, FL
- Mariner Wealth AdvisorsDec 2024 – Mar 2025Overland Park, KS
- MSEC, LLCDec 2024 – Mar 2025Overland Park, KS
- W.A. Smith Financial GroupMar 2025 – no end date reportedSarasota, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About W.a. Smith Financial Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
- $0 - $500,0001.50%
- $500,001 - $1,500,0001.10%
- $1,500,001 - $2,500,0000.95%
- $2,500,001 - $5,000,0000.85%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement income planning and money management, including a Stoplight Analysis retirement assessment tool.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Sandusky, OH
- SEC file number:
- 801-110042
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 18, 2026
View full firm profileOther advisors at W.a. Smith Financial Group
11 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Damon Gregory Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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