Nathaniel Steven Fockler
Investment Adviser Representative at W.A. SMITH FINANCIAL GROUP
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $0 - $500,000 | 1.50% |
| $500,001 - $1,500,000 | 1.10% |
| $1,500,001 - $2,500,000 | 0.95% |
| $2,500,001 - $5,000,000 | 0.85% |
| $5,000,001 - $10,000,000 | 0.75% |
| $10,000,000+ | — |
Firm-stated minimum; may be waived at the firm's discretion.
W.A. Smith Financial Group Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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