Daniel Andrew Kleiner
Investment Adviser Representative at ALLY Invest Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Andrew Kleiner is an investment adviser representative with ALLY Invest Advisors in Lewisville, TX, where they have been registered since 2023. They have worked in the securities industry since 2021. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ally Invest SecuritiesMay 2021 – no end date reportedCharlotte, NC
- CorelogicMar 2020 – May 2021Irving, TX
- Ranstad LLCNov 2019 – Mar 2020Atlanta, GA
- UnemployedOct 2019 – Nov 2019Coppell, TX
- XomeAug 2018 – Oct 2019Lewisville, TX
- XomeMar 2016 – Aug 2018Lewisville, TX
- Ally Invest AdvisorsMar 2023 – no end date reportedCharlotte, NC
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ALLY Invest Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $100,000 (waivable)
- Tier 1 - First $250,0000.85%
- Tier 2 - Next $750,000 up to $1,000,0000.80%
- Tier 3 - Above $1,000,0000.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Self-Directed Trading (stocks, bonds, ETFs and more with no commission fees on most U.S.-listed securities), Robo Portfolio (automated goal-based investing with no advisory fee or 0.30% per year), and Personal Advice (personalized financial planning and ongoing investment advice from a financial advisor at an annual advisory fee ranging from 0.85% to 0.75%).
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 87
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Charlotte, NC
- SEC file number:
- 801-79305
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 1, 2026
View full firm profileOther advisors at ALLY Invest Advisors
Showing 12 of 87 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Andrew Kleiner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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