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Daniel Clifton Dooley

Investment Adviser Representative at MIAI, INC.

Dallas, TXCRD #1699483Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
2 states
Exams Passed
13

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Clifton Dooley has worked in the securities industry since 1988. They have passed the Series 99, 79, 65, 63, 57, 55, 53, 52, 27, 24, 7, and 4 examinations. They are registered to provide investment advisory services in New Mexico and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New MexicoTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/29/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 10/5/1988
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 12/22/1999
Series 7
General Securities Representative Examination
Passed 9/17/1988
Series 4
Registered Options Principal Examination
Passed 10/26/1999
Series 53
Municipal Securities Principal Examination
Passed 4/8/1998
Series 27
Financial and Operations Principal Examination
Passed 3/7/1989
Series 24
General Securities Principal Examination
Passed 10/11/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.03
Source

MIAI, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MIAI, INC.Current
2/17/2004Dallas, TX
INTEGRATED ADVISORS NETWORK LLC
3/8/202211/30/2022Dallas, TX
MIAI, INC.
1/25/200012/31/2002Dallas, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MIAI, INC.

4 other advisors in the directory

View MIAI, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Clifton Dooley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Daniel Clifton Dooley - Financial Advisor in Dallas, TX | AdvisorFinder