AdFi
MI

MIAI, INC.

SEC Registered

An Independent Brokerage Firm

DALLAS, TXhttps://maplewoodinvestments.com214-739-5677
Assets Under Management
$100M–$500M
Year Founded
1999
Employees
4
Office Locations
1 office
Total Accounts
276

About the firm

Maplewood Investments is an independent brokerage firm with several decades of experience dating back to 1999. Brokerage services are provided by Maplewood Investments, Inc., member FINRA and SIPC, while advisory services are provided by affiliated entities MIAI, Inc. and Blueprint Financial Advisors LLC. The firm is guided by core principles of independence, integrity, a bespoke mindset, and partnership orientation.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingState/Municipal

Areas of expertise

Independent BrokerageInvestment AdvisoryFinancial SolutionsInvesting Strategies

Services

Diverse financial solutions and investing strategies, including brokerage services and advisory services

Who they serve

Financial professionals and investors

Client segmentClientsAssets managed
Individuals (Non-HNW)242$138M
High Net Worth Individuals32$69M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

1 total clients reported on Form ADV.

Leadership

Daniel Clifton Dooley
CHAIRMAN OF THE BOARD
Cynthia Elizabeth Besek
SECRETARY
Laurie Michele Moore
CHIEF COMPLIANCE OFFICER
Daniel Clifton Dooley
PRESIDENT

Office locations

1 office in 1 state
TX
DALLASHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#111695
SEC Number
801-61363
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Commission / Hourly / Flat Fee

Data as of January 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MIAI, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
MIAI, INC. in DALLAS, TX | AdvisorFinder