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Daniel D Murphy

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Chandler, AZCRD #2221236Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
52 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 31
Futures Managed Funds Examination
Passed 7/19/2010
Series 66
Uniform Combined State Law Examination
Passed 6/2/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 5/29/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/23/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/27/2022Chandler, AZ
CITIZENS SECURITIES, INC.
2/17/20229/20/2022Westwood, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
10/6/20212/23/2022Milford, MA
QUEST CAPITAL STRATEGIES, INC.
8/23/201810/23/2019Waltham, MA
LINCOLN INVESTMENT
8/18/20158/29/2016Waltham, MA
ING FINANCIAL PARTNERS, INC
2/6/20123/6/2014Braintree, MA
MORGAN STANLEY SMITH BARNEY LLC
6/16/20109/7/2011Waltham, MA
ING FINANCIAL ADVISERS, LLC
2/18/20053/18/2008Waltham, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel D Murphy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel D Murphy - Financial Advisor in Chandler, AZ | AdvisorFinder