AdFi
DD

Daniel Drahos

Investment Adviser Representative at Stirlingshire Investments

Valley Stream, NYCRD #5834650Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Drahos is an investment adviser representative with Stirlingshire Investments in Valley Stream, NY, where they have been registered since 2023. They have worked in the securities industry since 2010 and have been registered with 6 firms, including Harley Capital LLC and Monmouth Capital Management LLC. They have passed 10 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
29 states and territories

Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Indiana, Iowa, Kansas, Louisiana, Maine, Massachusetts, Minnesota, Nebraska, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Vermont, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/2010
Series 82
Limited Representative-Private Securities Offerings
Passed 5/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/18/2010
Series 4
Registered Options Principal Examination
Passed 12/5/2024
Series 53
Municipal Securities Principal Examination
Passed 2/18/2014
Series 24
General Securities Principal Examination
Passed 5/23/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Stirlingshire InvestmentsCurrent
5/13/2024 – Valley Stream, NY
Stirlingshire InvestmentsCurrent
5/2/2023 – Valley Stream, NY
Harley Capital LLC
9/9/2022 – 5/8/2023Westport, CT
Monmouth Capital Management LLC
9/21/2021 – 8/11/2022Point Pleasant Beach, NJ
Worden Capital Management LLC
6/3/2016 – 10/11/2021New York, NY
Aegis Capital Corp.
7/14/2015 – 5/31/2016Melville, NY
J.d. Nicholas & Associates, Inc.
9/8/2010 – 7/14/2015Syosset, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Worden Capital Management LLC
    May 2016 – Oct 2021New York, NY
  2. Monmouth Capital Management
    Oct 2021 – May 2023Holmdel, NJ
  3. Stirlingshire BD LLC
    May 2023 – no end date reportedNyc, NY
  4. Stirlingshire RIA LLC
    May 2024 – no end date reportedNyc, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Stirlingshire Investments

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Estimated blended rate
0.02
Firm's annual rate schedule by assets
  • First $250,0002.00%
  • $250,001 - $500,0001.75%
  • $500,001 - $1,000,0001.50%
  • $1,000,001 - $3,000,0001.25%

+3 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
28
Offices listed on AdvisorFinder:
6
Main office:
New York, NY
SEC file number:
801-128665

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

Other advisors at Stirlingshire Investments

Showing 12 of 28 in the directory

View Stirlingshire Investments firm profile

Similar advisors in Valley Stream, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Drahos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched