Daniel Mark Dean
Investment Adviser Representative at Tucker Financial Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Mark Dean is an investment adviser representative with Tucker Financial Group in Montgomery, AL, where they have been registered since 2022, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Alabama.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Tucker Financial GroupJul 2022 – no end date reportedMontgomery, AL
- RetiredApr 2020 – Jul 2022Prattville, AL
- ALEAAug 1997 – Mar 2020Montgomery, AL
- AC Board of EducationSep 2022 – May 2023Prattville, AL
- County RISK ServicesAug 2023 – Mar 2024Montgomery, AL
- Central Alabama Community CollegeAug 2025 – no end date reportedPrattville, AL
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Tucker Financial Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Under $1,000,0001.00%
- $1,000,000 - $1,999,9990.80%
- $2,000,000 - $4,999,9990.70%
- $5,000,000 - $24,999,9990.60%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Long-term investment advisory services focused on mutual funds and ETFs, offered on a fee-only, fiduciary basis with no commissions or product sales. Services include strategic investment planning tailored to clients' comfort levels and goals, retirement planning, and ongoing portfolio monitoring.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Montgomery, AL
- SEC file number:
- 801-118704
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 16, 2026
View full firm profileOther advisors at Tucker Financial Group
2 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Mark Dean has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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