Tucker Financial Group
SEC RegisteredWelcome to financial confidence
About the firm
Tucker Financial Group is an independent fee-only fiduciary advisory firm based in Montgomery. They help clients and their families navigate long-term investing through mutual fund and ETF strategies, with no commissions and no product sales.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Long-term investment advisory services focused on mutual funds and ETFs, offered on a fee-only, fiduciary basis with no commissions or product sales. Services include strategic investment planning tailored to clients' comfort levels and goals, retirement planning, and ongoing portfolio monitoring.
Who they serve
Clients and their families seeking long-term investing guidance and financial confidence.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 2,367 | $226M |
| High Net Worth Individuals | 62 | $94M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 7 | $15M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $1,000,000 | 1.00% |
| $1,000,000 - $1,999,999 | 0.80% |
| $2,000,000 - $4,999,999 | 0.70% |
| $5,000,000 - $24,999,999 | 0.60% |
| $25,000,000 or more | 0.50% |
Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tucker Financial Group has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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