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Travis Fago

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Powell, WYCRD #4404582Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
9 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Travis Fago has worked in the securities industry since 2002. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArizonaCaliforniaFloridaIllinoisNevadaOklahomaOregonTexasUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/17/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 7/12/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/19/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/1/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
9/4/2018Powell, WY
LPL FINANCIAL LLCCurrent
4/20/2012El Cajon, CA
INDEPENDENT FINANCIAL PARTNERS
4/23/20129/5/2018San Diego, CA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20094/30/2012San Diego, CA
MORGAN STANLEY & CO. INCORPORATED
11/12/20086/1/2009San Diego, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
2/21/200611/10/2008La Jolla, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Travis Fago has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.