Darnel D'Von James
Investment Adviser Representative at Principal Advised Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Darnel D'Von James is an investment adviser representative in Snellville, GA, currently registered with Principal Securities, Inc. and Principal Advised Services. They have worked in the securities industry since 2011 and have been registered with 6 firms, including Empower Advisory Group, LLC and VOYA Investment Management Co. LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia and Iowa.
Registrations & licenses
- Investment adviser:
- Georgia, Iowa
- Broker:
51 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Advisors, LLCDec 2012 – Nov 2016Charlotte, NC
- Wells Fargo Clearing Services, LLCNov 2016 – Feb 2017Charlotte, NC
- PNC InvestmentsFeb 2017 – Oct 2017Charlotte, NC
- PNC InvestmentsOct 2017 – Dec 2018Charlotte, NC
- VOYA Investment ManagementAug 2019 – Jul 2022Altanta, GA
- VOYA Investments Distributor, LLCAug 2019 – Jul 2022Windsor, CT
- VOYA Investment Management Co. LLCAug 2019 – Jul 2022New York, NY
- James Tax and Financial ServicesJan 2018 – Aug 2019Charlotte, NC
- Empower Financial Services, IncAug 2022 – Oct 2022Greenwood Village, CO
- Empower Advisory Group, LLCAug 2022 – Oct 2022Greenwood Village, CO
- International Services Inc.Nov 2022 – Mar 2023Chicago, IL
- Belay SolutionsApr 2023 – Jun 2023Atlanta, GA
- Amerisource BergenApr 2023 – Sep 2023Buford, GA
- Centech Global SolutionsJul 2023 – Aug 2023Reston, VA
- Hayes Chrysler Plymouth IncSep 2023 – Nov 2023Lawrenceville, GA
- BOS StaffingJan 2024 – Apr 2024Duluth, GA
- UnemployedDec 2023 – Dec 2023Snellville, GA
- UnemployedMay 2024 – Oct 2024Snellville, GA
- Principal Securities, Inc.Oct 2024 – no end date reportedDes Moines, IA
- Principal Life Insurance CompanyOct 2024 – no end date reportedDes Moines, IA
- Principal Advised ServicesOct 2024 – no end date reportedSnellville, GA
- Principal BankOct 2024 – no end date reportedSnellville, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Advised Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.005
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 224
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Des Moines, IA
- SEC file number:
- 801-114432
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 10, 2026
View full firm profileOther advisors at Principal Advised Services
Showing 12 of 224 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darnel D'Von James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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