David B Walker
Financial Professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David B. Walker is a financial professional associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mobile, AL, where they have been associated since 2022. They have worked in the securities industry since 2013 and have been registered with 4 firms, including Valic Financial Advisors, Inc. and Wells Fargo Clearing Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative).
Office
Advisors at this office: 21
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Compass BANKJul 2014 – Jun 2018Birmingham, AL
- BBVA Securities Inc.Aug 2014 – Jun 2018Mobile, AL
- BBVA Wealth Solutions Inc.Aug 2014 – Jun 2018Mobile, AL
- BBVA Compass Insurance Agency, Inc.Jul 2014 – Jun 2018Austin, TX
- Brookshire Development CompanyJul 2008 – Nov 2022Spanish Fort, AL
- Wells Fargo Clearing Services, LLCJun 2018 – Apr 2019Pensacola, FL
- Valic Financial AdvisorsApr 2019 – Nov 2022Houston, TX
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2022 – Aug 2026Mobile, AL
- Bank of America, N.A.Jan 2023 – Aug 2026Mobile, AL
- Raymond James & Associates, Inc.Aug 2026 – no end date reportedMobile, AL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Showing 12 of 25,472 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David B Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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