David Block

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #2318504Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

33 yrs

States Registered

16 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 16 states

ArizonaConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiMaineMassachusettsNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaVermontVirginia

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 3/11/1993

Series 24

General Securities Principal Examination

Passed 9/14/2005

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 10/4/2004

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 3/11/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent

12/15/2025 – CHARLOTTE, NC

INNOVATION PARTNERS LLC

9/7/2022 – 5/30/2024New York, NY

CETERA WEALTH SERVICES, LLC

9/5/2025 – 1/5/2026New York, NY

INVEST FINANCIAL CORPORATION

6/10/2008 – 12/19/2017NEW YORK, NY

STIRLINGSHIRE INVESTMENTS

5/28/2024 – 11/5/2024NEW YORK CITY, NY

PMG SECURITIES CORPORATION

4/1/1993 – 6/29/1994ELGIN, IL

LIFEMARK SECURITIES CORP.

12/15/2017 – 9/12/2022New York, NY

PMG SECURITIES CORPORATION

10/5/1994 – 2/28/1995ELGIN, IL

AVANTAX INVESTMENT SERVICES, INC.

1/9/2025 – 9/5/2025New York, NY

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

1/8/2002 – 6/10/2008NEW YORK CITY, NY

TRUSTED SECURITIES ADVISORS CORP.

1/20/1995 – 12/31/2001NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Block has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.