Kenneth Alvin O'Neil

Investment Adviser Representative at KPP ADVISORY SERVICES LLC

LOUISVILLE, KYCRD #4510809Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

24 yrs

States Registered

37 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 37 states

AlabamaAlaskaArizonaCaliforniaColoradoDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriNevadaNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWest VirginiaWisconsin

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 4/24/2002

Series 24

General Securities Principal Examination

Passed 10/12/2005

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 4/18/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.025

Source

KPP ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent

12/11/2006 – LOUISVILLE, KY

NEW ENGLAND SECURITIES

7/5/2005 – 12/12/2006LOUISVILLE, KY

AXA ADVISORS, LLC

6/11/2002 – 7/6/2005NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Alvin O'Neil has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.