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David Charles Miller

Investment Adviser Representative at FIRST HEARTLAND CONSULTANTS, INC.

Hollywood, FLCRD #2494409Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
8 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
AlabamaAlaskaCaliforniaFloridaNew JerseyNew YorkUtahVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/18/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/1994
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/9/1994
Series 24
General Securities Principal Examination
Passed 7/27/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Source

First Heartland Consultants, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.
6/14/20243/24/2026New York, NY
FIRST HEARTLAND CONSULTANTS, INC.Current
6/15/2026Hollywood, FL
SECURITIES AMERICA ADVISORS, INC.
7/17/20206/14/2024New York, NY
INVESTACORP ADVISORY SERVICES INC
6/29/20177/17/2020New York, NY
CALTON & ASSOCIATES, INC.
8/31/20126/15/2017New York, NY
FINANCIAL NETWORK INVESTMENT CORPORATION
7/29/20029/4/2012New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Charles Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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