AdFi
DD

David Daniel Gibson V

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Houston, TXCRD #6538672Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Daniel Gibson has worked in the securities industry since 2016. They have passed the Series 66, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Maryland and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MarylandTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/15/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/14/2016
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/15/2022
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/21/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
2/16/2017Houston, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
5/26/2016Houston, TX
CHARLES SCHWAB & CO., INC.
1/14/20164/4/2016Alexandria, VA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Showing 12 of 25660 in the directory

View MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Daniel Gibson V has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
David Daniel Gibson V - Financial Advisor in Houston, TX | AdvisorFinder