David Finci Jr
Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Finci has worked in the securities industry since 1989. They have passed the Series 65, 63, 55, 31, 10, 9, 7, and 4 examinations. They are registered to provide investment advisory services in California.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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