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David Franklin Moore

Investment Adviser Representative at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Willaimsville, NYCRD #1324619Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
6 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Franklin Moore has worked in the securities industry since 1985. They are registered to provide investment advisory services in Florida, New York, Ohio, Pennsylvania, South Carolina, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
FloridaNew YorkOhioPennsylvaniaSouth CarolinaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/27/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/25/1985
Series 7
General Securities Representative Examination
Passed 12/15/1984
Series 24
General Securities Principal Examination
Passed 6/7/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Independent Solutions Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLCCurrent
4/17/2024Willaimsville, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
7/21/20214/22/2024Naples, NY
CHANGE PATH LLC
7/22/20191/2/2020Naples, NY
AMERICAN PORTFOLIOS ADVISORS, INC
7/15/20153/8/2016Holbrook, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Franklin Moore has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Franklin Moore - Financial Advisor in Willaimsville, NY | AdvisorFinder