Pina Formicola
Investment Adviser Representative at Independent Solutions Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Pina Formicola is an investment adviser representative with Independent Solutions Wealth Management, LLC in Rochester, NY, where they have been registered since 2024. They have worked in the securities industry since 1990 and have been registered with 5 firms, including Osaic Wealth, Inc. and Sagepoint Financial, Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
5 states and territories
Arizona, Florida, New Mexico, New York, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sage, Rutty & Co, Inc.Feb 2016 – Nov 2020Rochester, NY
- Sagepoint Financial, Inc.Nov 2020 – Sep 2023Rochester, NY
- Osaic Wealth, Inc.Sep 2023 – Aug 2024Rochester, NY
- Peak Brokerage Services, LLCAug 2024 – Jun 2026Jupiter, FL
- Independent Solutions Wealth Management, LLCAug 2024 – Jun 2026Williamsville, NY
- LPL FinancialJun 2026 – no end date reportedRochester, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Solutions Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $50,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Portfolio management, investment research, wealth management solutions, retirement income planning, tax-efficient investing strategies, estate and legacy planning, charitable giving strategies, investment committee oversight, and programs including TAPP (Tax & Accounting Professionals Program), Private Wealth Group, and Asset Management Alliance.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Williamsville, NY
- SEC file number:
- 801-69708
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
View full firm profileOther advisors at Independent Solutions Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pina Formicola has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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