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David Franklin Painter

Investment Adviser Representative at SOUTHERN FINANCIAL GROUP, LLC

Birmingham, ALCRD #2440620Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Franklin Painter has worked in the securities industry since 1994. They have passed the Series 99, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Alabama.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Alabama
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/12/1994
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/1/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/7/1994
Series 24
General Securities Principal Examination
Passed 5/3/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.00%
Next $500,0000.85%
Next $1,000,0000.75%
Above $2,000,0000.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Southern Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOUTHERN FINANCIAL GROUP, LLCCurrent
2/9/2007Birmingham, AL
MONEY MANAGEMENT SERVICES INC
1/26/20064/25/2007Birmingham, AL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SOUTHERN FINANCIAL GROUP, LLC

2 other advisors in the directory

View SOUTHERN FINANCIAL GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Franklin Painter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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David Franklin Painter - Financial Advisor in Birmingham, AL | AdvisorFinder