SOUTHERN FINANCIAL GROUP, LLC
SEC RegisteredAt our firm, we have the client—and only the client—in mind.
About the firm
Southern Financial Group, LLC is a Registered Investment Advisor firm based in Birmingham, Alabama, with an experienced staff of Certified Financial Planners, Certified Public Accountants, and Personal Financial Specialists. The firm draws on over 60 combined years of experience managing portfolios for a wide variety of clients with diverse financial needs, offering customized investment strategies ranging from highly aggressive growth portfolios to ultra-conservative wealth preservation approaches.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers investments (bonds, common stock, IRAs, brokerage accounts, government securities, variable annuities), financial planning (retirement plans, tax plans, 401(k)/403(b) planning, college plans, estate plans, profit sharing plans), insurance (disability income, life, and long-term-care insurance), and investment management.
Who they serve
A wide variety of clients with very different financial needs, including individuals investing to build wealth, protect their family, or preserve their assets.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 788 | $280M |
| High Net Worth Individuals | 352 | $768M |
| State/Municipal Entities | 2 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.00% |
| Next $500,000 | 0.85% |
| Next $1,000,000 | 0.75% |
| Above $2,000,000 | 0.50% |
Data as of February 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SOUTHERN FINANCIAL GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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