David J Phillips
Investment Adviser Representative at VALLEY WEALTH STRATEGIES, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David J. Phillips has worked in the securities industry since 1996. They are registered to provide investment advisory services in California, District of Columbia, Hawaii, Illinois, New York, Oregon, and Washington.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| Next $500,000 up to $1,500,000 | 1.00% |
| Over $1,500,000 | 0.00% |
Valley Wealth Strategies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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