AdFi
DJ

David John Fiest

Investment Adviser Representative at HICKS CAPITAL MANAGEMENT, LLC

Columbus, OHCRD #4989913Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David John Fiest has worked in the securities industry since 2011. They have passed the Series 66, 31, and 7 examinations. They are registered to provide investment advisory services in Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/18/2005
Series 31
Futures Managed Funds Examination
Passed 9/21/2005
Series 7
General Securities Representative Examination
Passed 9/1/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hicks Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HICKS CAPITAL MANAGEMENT, LLCCurrent
11/16/2016Columbus, OH
UBS FINANCIAL SERVICES INC.
3/6/20091/21/2011New Albany, OH
CITIGROUP GLOBAL MARKETS INC.
10/27/200612/20/2008Columbus, OH
MORGAN STANLEY
10/20/200510/31/2006New Albany, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HICKS CAPITAL MANAGEMENT, LLC

3 other advisors in the directory

View HICKS CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David John Fiest has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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