HICKS CAPITAL MANAGEMENT, LLC
SEC RegisteredFreedom to Focus
About the firm
Hicks Capital Management, LLC is a privately-owned and independently operated SEC Registered Investment Advisor with offices in Ohio and Southwest Florida. The firm has deep Midwestern roots and draws on professional backgrounds in taxes, accounting, and business management to provide financial advisory and investment management services. As a fiduciary, the firm puts clients' interests first and takes a broad approach across a client's entire balance sheet.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial advisory and investment management, including tax planning, retirement income strategies, estate planning, investment strategy review, spending optimization, and identification of potential income streams.
Who they serve
Business owners, professionals, retirees, successful corporate executives, and busy professionals — whether still working or already retired.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 187 | $92M |
| High Net Worth Individuals | 65 | $253M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HICKS CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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