David Jon Morrow
Investment Adviser Representative at THE Fiduciary Alliance
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Jon Morrow is an investment adviser representative with The Fiduciary Alliance in Beaumont, TX, where they have been registered since 2024. They have worked in the securities industry since 1991 and have been registered with 5 firms, including Raymond James Financial Services Advisors, Inc and Morgan Stanley. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith BarneyJun 2009 – Apr 2018Houston, TX
- Morgan Stanley Private BANK, National AssociationJan 2015 – Apr 2018New York, NY
- Raymond James Financial Services, Inc.Apr 2018 – no end date reportedBeaumont, TX
- Raymond James Financial Services Advisors Inc.Apr 2018 – Mar 2024Beaumont, TX
- Morrow Wealth Advisory GroupApr 2018 – no end date reportedBeaumont, TX
- THE Fiduciary AllianceMar 2024 – no end date reportedGreenville, SC
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Fiduciary Alliance
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 50
- Offices listed on AdvisorFinder:
- 19
- Main office:
- Greenville, SC
- SEC file number:
- 801-108283
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 4, 2026
View full firm profileOther advisors at THE Fiduciary Alliance
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Jon Morrow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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