Stephen Michael Harvey
Investment Adviser Representative at THE Fiduciary Alliance
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Michael Harvey is an investment adviser representative with The Fiduciary Alliance in Waco, TX, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with CX Institutional, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Woodcrest Christian SchoolMar 2016 – Mar 2017Riverside, CA
- Mission AmbulanceMar 2017 – Nov 2018Corona, CA
- Chino Valley Medical CenterJan 2018 – Jun 2018Chino Valley, CA
- Pechanga Casino ResortJun 2018 – Nov 2018Temecula, CA
- Loma Linda Medical CenterNov 2018 – Jul 2020Loma Linda, CA
- Home Zone FurnitureJul 2020 – Apr 2021Waco, TX
- STRATA Trust CompanyApr 2021 – Feb 2022Waco, TX
- CX InstitutionalFeb 2022 – Nov 2024Woodway, TX
- Lendmire LLCNov 2024 – Aug 2025Waco, TX
- The Fiduciary AllianceSep 2025 – no end date reportedWaco, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Fiduciary Alliance
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 50
- Offices listed on AdvisorFinder:
- 19
- Main office:
- Greenville, SC
- SEC file number:
- 801-108283
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 4, 2026
View full firm profileOther advisors at THE Fiduciary Alliance
Showing 12 of 50 in the directory
Similar advisors in Waco, TX
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Michael Harvey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched