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David Kent Stofer

Investment Adviser Representative at MARINER INSTITUTIONAL, LLC

Overland Park, KSCRD #1311305Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Kent Stofer has worked in the securities industry since 1986. They have passed the Series 65, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Arizona and Kansas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaKansas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/7/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 11/30/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/16/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/17/1985
Series 24
General Securities Principal Examination
Passed 9/5/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mariner Institutional, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARINER INSTITUTIONAL, LLCCurrent
10/30/2024Overland Park, KS
MARINERCurrent
6/29/2018Overland Park, KS
MARINER RETIREMENT ADVISORS, LLC
10/8/20147/3/2018Leawood, KS
CETERA ADVISOR NETWORKS LLC
1/7/200810/8/2014Kansas City, MO
SAGEVIEW ADVISORY GROUP, LLC
1/25/200810/7/2014Kansas City, MO
AMERICAN PORTFOLIOS ADVISORS, INC
1/24/20068/27/2007Holbrook, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Kent Stofer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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David Kent Stofer - Financial Advisor in Overland Park, KS | AdvisorFinder