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Timothy Shepard Duncan

Investment Adviser Representative at MARINER INSTITUTIONAL, LLC

Winter Park, KSCRD #3004592Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy Shepard Duncan has worked in the securities industry since 1998. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Kansas and Missouri.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
KansasMissouri
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/3/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 3/20/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/13/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mariner Institutional, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARINER INSTITUTIONAL, LLCCurrent
10/31/2024Winter Park, KS
MARINERCurrent
6/28/2018Overland Park, KS
MARINER RETIREMENT ADVISORS, LLC
10/21/20147/3/2018Leawood, KS
SAGEVIEW ADVISORY GROUP, LLC
4/30/201310/7/2014Kansas City, MO
M&I INVESTMENT MANAGEMENT CORP.
7/4/20076/8/2012Kansas City, MO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Shepard Duncan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Timothy Shepard Duncan - Financial Advisor in Winter Park, KS | AdvisorFinder