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David L Petray

Investment Adviser Representative at SYNDICATED CAPITAL, INC.

Costa Mesa, CACRD #1974569Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
7 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David L. Petray has worked in the securities industry since 1989. They are registered to provide investment advisory services in Alabama, Arizona, California, Minnesota, New York, North Carolina, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
AlabamaArizonaCaliforniaMinnesotaNew YorkNorth CarolinaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/26/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/19/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Syndicated Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNDICATED CAPITAL, INC.Current
1/8/2021Costa Mesa, CA
A. G. EDWARDS & SONS, INC.
12/21/19987/9/2001St. Louis, MO
EVEREN SECURITIES, INC.
9/25/199211/30/1998St. Louis, MO
PRUDENTIAL SECURITIES INCORPORATED
8/22/198910/5/1992New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SYNDICATED CAPITAL, INC.

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View SYNDICATED CAPITAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David L Petray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David L Petray - Financial Advisor in Costa Mesa, CA | AdvisorFinder