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KP

K Patrick Lee

Investment Adviser Representative at SYNDICATED CAPITAL, INC.

Diamond Bar, CACRD #5939306Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
9 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

K. Patrick Lee has worked in the securities industry since 2011. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
CaliforniaDelawareHawaiiNew JerseyNew YorkOregonPennsylvaniaSouth DakotaTennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/13/2011
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 5/8/2015
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 4/24/2015
Series 55
Limited Representative-Equity Trader Exam
Passed 4/28/2012
Series 79
Investment Banking Registered Representative Examination
Passed 8/25/2011
Series 7
General Securities Representative Examination
Passed 7/9/2011
Series 4
Registered Options Principal Examination
Passed 8/19/2012
Series 24
General Securities Principal Examination
Passed 7/30/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Syndicated Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNDICATED CAPITAL, INC.Current
3/9/2012Diamond Bar, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SYNDICATED CAPITAL, INC.

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View SYNDICATED CAPITAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. K Patrick Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

K Patrick Lee - Financial Advisor in Diamond Bar, CA | AdvisorFinder