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David Leland Beck

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Fort Worth, TXCRD #1734145Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Leland Beck has worked in the securities industry since 1992. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/9/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 12/4/1995
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/19/1992
Series 24
General Securities Principal Examination
Passed 3/3/2004
Series 53
Municipal Securities Principal Examination
Passed 8/18/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
10/1/2008Fort Worth, TX
CALTON & ASSOCIATES, INC.Current
10/1/2008Fort Worth, TX
SIGNAL SECURITIES, INC.
6/13/200210/8/2008Dallas, TX
GUARANTY BROKERAGE SERVICES, INC.
7/30/20012/28/2002St. Cloud, MN
CAPITAL BROKERAGE CORPORATION
2/24/20007/30/2001Glen Allen, VA
AXA ADVISORS, LLC
7/16/19991/10/2000New York, NY
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
7/16/19991/5/2000New York, NY
SIGNAL SECURITIES, INC.
4/8/19976/23/1999Fort Worth, TX
PRINCIPAL FINANCIAL SECURITIES,INC.
2/21/19924/30/1997Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Leland Beck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Leland Beck - Financial Advisor in Fort Worth, TX | AdvisorFinder